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Professional Regulation Commission
Results: 227

#	Item
191	LEDGEWOOD A PROFESSIONAL CORPORATION 1900 Market Street, Suite 750, Philadelphia, PA 19103 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-18 16:07:32 Finance Financial regulation Stock market Regulation D Accredited investor Securities Exchange Act Stock exchange Financial economics Investment United States Securities and Exchange Commission
192	Microsoft Word - NASAA Meeting regarding Title IV of JOBS Act[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-03 14:47:56 U.S. Securities and Exchange Commission Securities Commission Securities and Exchange Commission Financial system Government Professional certification in finance Business United States securities law Financial regulation North American Securities Administrators Association
193	Microsoft Word[removed]CSA Amendments to[removed]v1.doc Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2014-03-06 12:28:21 Finance Canadian law Financial adviser Canadian securities regulation Canadian Securities Administrators Autorité des marchés financiers Ontario Securities Commission Canadian Securities Course British Columbia Securities Commission Financial economics Investment Professional certification in finance
194	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-05-22 13:06:03 Securities Financial system Canadian Investment Manager Professional certification in finance Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Act Exempt market dealer Financial economics Business United States Securities and Exchange Commission
195	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-02 14:11:03 Securities Financial system Canadian Investment Manager Professional certification in finance Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Act Exempt market dealer Financial economics Business United States Securities and Exchange Commission
196	Administrative General Please distribute internally to: Institutional Legal and Compliance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-12-09 15:41:04 United States Securities and Exchange Commission Business Securities Financial system Canadian securities regulation Investment Industry Regulatory Organization of Canada Universal Market Integrity Rules Securities Act Exempt market dealer Financial economics Canadian Investment Manager Professional certification in finance
197	April 9, 2002 Ms. Christine A. Bruenn Securities Administrator State of Maine Department of Professional and Financial Regulation Bureau of Banking, Securities Division Add to Reading List Source URL: www.maine.gov Language: English - Date: 2012-07-10 14:00:40 United States Securities and Exchange Commission United States securities law Law 106th United States Congress United States federal banking legislation Securities Exchange Act Broker-dealer Gramm–Leach–Bliley Act Security Financial regulation Financial economics 73rd United States Congress
198	02 DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION 343 Add to Reading List Source URL: www.maine.gov Language: English - Date: 2014-02-11 12:57:25 National Board for Respiratory Care Registered respiratory therapist Certified Respiratory Therapist Commission on Accreditation for Respiratory Care NBRC-ELE NBRC-CSE Medicine Respiratory therapy Pulmonology
199	State of Maryland DEPARTMENT OF LABOR, LICENSING AND REGULATION DIVISION OF OCCUPATIONAL AND PROFESSIONAL LICENSING REAL ESTATE COMMISSION OF MARYLAND Add to Reading List Source URL: www.dllr.state.md.us Language: English - Date: 2012-11-16 13:33:12 Real estate Real estate broker
200	Report Of the Commissioner of the Department of Professional and Financial Regulation To the Joint Standing Committee on Business, Research and Economic Development Add to Reading List Source URL: www.maine.gov Language: English - Date: 2014-02-12 14:31:58 National Certification Commission for Acupuncture and Oriental Medicine Accreditation Commission for Acupuncture and Oriental Medicine Regulation of acupuncture Naturopathy Chiropractic Shiatsu Veterinary chiropractic Alternative medicine Medicine Acupuncture

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